TOP
About Us
Downloads
Fees and Charges
Online Trade
User Manual
Contact Us
Special Notice
繁
简
Online
Trade
About Us
Downloads
Fees and Charges
Online Trade
User Manual
Contact Us
Special Notice
繁
简
Online Trade
Trading Platform
User Manual
Fees and Charges
Form Download
Special Notice
Hong Kong Investor Identification Regime
The SFC introduced an investor identification regime (HKIDR) at trading level for the securities market in Hong Kong and an over-the-counter securities transaction reporting regime (OTCR) for shares listed on the Stock Exchange of Hong Kong (SEHK) on 20 March 2023.
Under the HKIDR, Wealthy Securities Limited ("the Company”) will submit clients’ identity information (including name and identity document number, type, and place of issue) to a secured data repository of the Stock Exchange of Hong Kong. To comply with the Personal Data (Privacy) Ordinance, the Company will have to obtain your consent before submitting the identity information to the secured data repository. For details of the HKIDR, please refer to the
leaflet of the investor identification regime
。
If you consent and acknowledge the consent letter, please consent by submission written and signed acknowledgment on paper, or by electronic (by email or instant messaging) to our Operation Department or account executive.
Client Account No:
Identification Document No:
Please input the complete Identification Document No.
E.g. ID No. A123567(8), please input A123567(8)
I/We confirm that I/we have read and understood the content of “Client consent under the Hong Kong Investor Identification Regime(HKIDR) and Over-the-counter securities transaction reporting regime (OTCR)”issued by Wealthy Securities Limited. By ticking (✓) the box, I/we signify my/our consent for the company to use my/our personal data on the terms of and for the purposes set out in this statement.